-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEXpig7HQ8VdR1G10Qo6QScMEaId1/LbmEAv23KFL0PnmRRADFxSM85phfysIPOW /LrCdWTHOWjmBvaiWsFodA== 0001140361-06-014237.txt : 20061005 0001140361-06-014237.hdr.sgml : 20061005 20061005152649 ACCESSION NUMBER: 0001140361-06-014237 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061005 DATE AS OF CHANGE: 20061005 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOW JONES & CO INC CENTRAL INDEX KEY: 0000029924 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 135034940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-12530 FILM NUMBER: 061131090 BUSINESS ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2124162000 MAIL ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOMERVILLE KURT F CENTRAL INDEX KEY: 0001215208 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: HEMENWWAY & BARNES STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 01209 SC 13D 1 doc1.htm Schedule 13D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No.    )*



Dow Jones & Company, Inc.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

260561105
(CUSIP Number)


Dennis R. Delaney, Esq.
Hemenway & Barnes
60 State Street
Boston, MA 02109
(617) 227-7940
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

September 25, 2006
(Date of Event which Requires Filling of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ·· 240.13d-1(e), 240.13d-1 (f) or 240.13d-1(g), check the following box.   (    )



Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See · 240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 



SCHEDULE 13D
CUSIP No. 260561105
  1. Names of Reporting Persons.
Kurt F. Somerville
I.R.S. Identification No.
  2. Check the Appropriate Box if a Member of a Group*
(a.)  (    )       (b.)  (    )
  3. SEC USE ONLY
  4. Source of Funds*
OO
  5. Check if Disclosure of Legal Proceedings Is Required Pursuant to items 2(d) or 2(e)  (    )
  6. Citizenship or Place of Organization
USA
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With		 7. Sole Voting Power
0
8. Shared Voting Power
1,419,971 shares Common Stock; 3,738,342 shares Class B Common Stock (convertible into Common Stock)
9. Sole Dispositive Power
0
10. Shared Dispositive Power
1,419,971 shares Common Stock; 3,738,342 shares Class B Common Stock (convertible into Common Stock)
  11. Aggregate Amount Beneficially Owned by Each Reporting Person
See line 8, above
  12. Check if the Aggregate Amount Represented by Amount in Row (11) Excludes Certain Shares
(See Instructions)   (    )
  13. Percent of Class Represented by Amount in Row (11)
7.69%
  14. Type of Reporting Person
OO


Note to Line 4: Source of funds is "not applicable"; ownership acquired by appointment as trustee of trust.

Note to Line 14: The type of reporting person is "other" - trustee.


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Item 1. Security and Issuer

         Common Stock, Dow Jones & Company, Inc., World Financial Center, 200 Liberty Street, New York, New York 10281


Item 2. Identity and Background.


(a)

Name:  Kurt F. Somerville


(b)

Residence or business address:  c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109


(c)

Present Principal Occupation or Employment:  Attorney and professional fiduciary at Hemenway & Barnes, 60 State Street, Boston, Massachusetts 02109-1899


(d)

Criminal Conviction:  No such conviction


(e)

Court or Administrative Proceedings:  Not a party to any such proceeding


(f)

 Citizenship:  United States


Item 3. Source and Amount of Funds or Other Consideration:

         Securities were not purchased. The undersigned acquired the shares in his capacity as co-trustee upon being appointed a co-trustee for trusts holding the shares.


Item 4. Purpose of Transaction

         The undersigned was appointed to fill vacancies in trusteeships with no objective other than to carry out the terms of the respective trusts. There are no plans or proposals as described in (a)-(j) of the instructions to Item 4. Securities of the issuer may from time to time be acquired or disposed of in the ordinary course of carrying out the terms of the several trusts.




3

(a)

The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer;


(b)

An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;


(c)

A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries;


(d)

Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;


(e)

Any material change in the present capitalization or dividend policy of the issuer;


(f)

Any other material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940;


(g)

Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;


(h)

Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;


(i)

A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or


(j)

Any action similar to any of those enumerated above.



Item 5. Interest in Securities of the Issuer.


(a)

See items 11 and 13 of the cover page.


(b)

b.(1) The undersigned shares the voting and dispositive power as a co-trustee over 1,419,971 shares of the issuer's stock with the following persons:

(A) With Michael B. Elefante and Jane C. MacElree over 785,706 shares of stock;
(B) With Michael B. Elefante, Wendy S. Blau and Christopher D. Blau over 9,249 shares of stock;
(C) With Michael B. Elefante, Martha S. Robes, Jean B. Stevenson, and Elizabeth Steele over 6,200 shares of stock;
(D) With Michael J. Puzo, William T. Ruhl and Eric H. Jostrom over 400 shares of stock;
(E) With Michael B. Elefante, Catherine G. Harrison and Philip D. Harrison over 2,907 shares of stock;
(F) With Michael B. Elefante and Sarah G. Herbert over 19,854 shares of stock;
(G) With Michael B. Elefante, Hugh A. Griffiths and Shana M. Griffiths over 2,214 shares of stock;
(H) With Michael B. Elefante, Jessica S. Griffiths and Timothy J. Wennrich over 16,000 shares of stock;
(I) With Timothy F. Fidgeon, Jane C. MacElree, Michael C. Hill and Paul T. Truono over 572,538 shares of stock;
(J) With Michael B. Elefante, Jane B. Meyer and Robert S. Meyer over 4,358 shares of stock; and
(K) With Jessica A. Griffiths over 365 shares of stock;

(2)(A)(i) Michael J. Puzo, Esq., Michael B. Elefante, Esq. and Timothy F. Fidgeon, Esq.
(ii) Hemenway & Barnes, 60 State Street, Boston, MA 02109-1899;
(iii) attorney and professional fiduciary;
(iv) no such conviction;
(v) not a party to any such proceedings; and
(vi) United States.

(2)(B)(i) Jane C. MacElree;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) none;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(C)(i) Wendy S. Blau;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) none;
(iv) no such conviction;
(v) not a party to any such proceedings; and
(vi) United States.

(2)(D)(i) Christopher D. Blau;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) employed at a publishing company;
(iv) no such conviction;
(v) not a party to any such proceedings; and
(vi) United States.

(2)(E)(i) Martha S. Robes;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) former director (now retired), Dow Jones & Company, Inc.,
World Financial Center, 200 Liberty Street, New York, New York 10007;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(F)(i) Jean B. Stevenson;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) decorator;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(G)(i) Elizabeth Steele;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) real estate developer;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(H)(i) William T. Ruhl;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) architect;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(I)(i) Eric H. Jostrom
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) investment advisor;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(J)(i) Catherine G. Harrison
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) none;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(K)(i) Philip D. Harrison;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) none;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(L)(i) Sarah G. Herbert;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) none;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(M)(i) Hugh A. Griffiths;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) building contractor;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(N)(i) Shana M. Griffiths;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) none;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(O)(i) Jessica A. Griffiths;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) teacher;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(P)(i) Timothy J. Wennrich;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) farmer;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(Q)(i) Michael C. Hill;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) works for EPA;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(R)(i) Paul T. Truono;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) certified public accountant;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(S)(i) Jane B. Meyer;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) none;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.

(2)(T)(i) Robert S. Meyer;
(ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
(iii) real estate manager;
(iv) no such conviction;
(v) not a party to any such proceeding; and
(vi) United States.


(c)

none


 

Transaction
Date

Shares or Units
Purchased (Sold)

Price per
Share or Unit

 

 





 



 

 

 

 


(d)

The governing instruments of the several trusts direct the trustees as to the payment of income and/or principal to and among certain designated beneficiaries. No beneficiary has a right to receive dividends from or proceeds from the sale of securities except as provided in the applicable governing instrument.


(e)

Not applicable


Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.


         There are no such contracts, arrangements, understandings or relationships, except for the legal responsibilities of the undersigned and his co-trustees to act together in carrying out the terms of the applicable governing instruments.



4


Item 7. Material to be Filed as Exhibits.


         There are no relevant materials to be filed herewith.


Signature

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:   October 05, 2006
  Kurt F. Somerville
  By: /s/ Dennis R. Delaney
      Dennis R. Delaney
  Title:    Attorney-in-Fact for Kurt F. Somerville 
 


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